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Code of Professional Responsibilities for the Communication Scholar/ Teacher
Background
The
professional code that is presented here traces its origins to an
Educational Policies Board (EPB) project (initiated under the
leadership for former chair Jo Sprague).
Since then, the EPB, the Research Board, the Publications
Board, and the Interboard Committee have continued it as a project
and contributed to its present form.
The project has received considerable staffing assistance
from the National Office, most notably form Bill Eadie. The
impetus for the development of the code was two fold.
The National Office had previous reported that it received
calls form members asking for guidance on issues related to
professional conduct. In
the absence of an approved code, the National Office was not able to
respond to the requests. Second,
the leadership of NCA expressed the opinion that the development of
such a code was a basic responsibility of a professional
association. The
process employed to develop the code has involved several steps.
First, individual codes were developed separately be each of
the three boards that constitute the Interboard Committee.
The National Office combined those three sections into a
single document that contained considerable overlap and some gaps in
content. Next,
the National Office staff reviewed
the existing literature on ethics, professional codes, and codes
published by other academic associations.
The NCA draft was modified when necessary to incorporate
ideas found in this literature.
It should be noted that the draft NCA code borrows heavily
from the one published by the American Sociological Association
(with permission form ASA). In
all cases, the additions drawn from the literature and from other
associations were reviewed by the three boards and were modified
when necessary to reflect issues related to the communication
discipline. Simultaneous
with the review of published material from other associations was
the conduct of focus groups of NCA members during the 1997
convention. Members
were asked to comment upon the need for a code and for specific
issues that should be addressed. This input was also used to draft
the NCA code and was reviewed by the three boards. Next, the draft
code was reviewed by members of the Communication Ethics Commission
at their summer conference at Gull Lake.
Individual members of that group also consulted directly on
the drafting of the code. The Summer Conference to develop a Credo on Communication
Ethics was a result of the involvement of the commission in the
professional code project.
Finally, a draft of the code was published on the NCA WWW
site and members were asked to make comments and suggested changes.
Those changes were incorporated into a new draft which was
then submitted to the three boards for review.
The AC reviewed the Code and suggested further changes in
wording prior to submitting the code to the Legislative Council for
their consideration. The
code
The
National Communication Association believes that responsible
behavior is a hallmark of professionalism in communication. We
believe that responsible behavior is guided by values such as: integrity fairness professional
and social responsibility equality
of opportunity confidentiality honesty
and openness respect
for self and others freedom
and safety The
guidelines that follow offer means by which these values can be made
manifest in our teaching, research, publications, and professional
relationships with colleagues, students, members of the community,
and in society as a whole. This
code and its guidelines are intended to remind those in the
discipline of accepted standards of professional conduct, and they
serve at least three broad functions:
to highlight professional responsibilities and issues
relevant to members of the communication discipline;
to stimulate personal reflection as well as public discussion
of the professional implications of our disciplinary goals and
practices; and
to set forth behaviors that are appropriate for communication
professionals. Teaching
Our
primary responsibilities as communication teachers rest in being
knowledgeable, communicating what we know in a fair and accurate
manner, acting as role models for students, and establishing
relationships with students that enhance learning and encourage
students to behave responsibly. Integrity
Most
important is the area of academic integrity. As teachers, we
maintain high standards of academic integrity by: Teaching
only those courses for which we have academic preparation, and/or
appropriate support and supervision when relevant; that is,
preparation in the subject matter area and knowledge of current
thinking and research related to the course material. Encouraging
students to become engaged in learning, to think critically about
the material they encounter, whether through readings, web searches,
lectures, or other means of acquiring information, to reflect on
what they learn and, when appropriate, to disagree with what is
presented; and to participate as/when appropriate with faculty and
other students in research projects and activities. Acknowledging
scholarly debates where they exist and helping students understand
the nature of scholarly controversy,
while giving due consideration to the premise that not all
ideas are inherently equal or worthy of support and acceptance. Engaging
in classroom practices only to the extent that one is qualified to
do so. In designing
classroom activity, communication teachers avoid putting students at
psychological or emotional risk. Using
with care exercises or assignments that may conflict with the
closely-held values of students. Communication
teachers display personal integrity in the classroom by their own
use of responsible behaviors and by refusing to encourage or
tolerate irresponsible behavior. Fairness,
freedom and safety
As
communication teachers, we strive to treat all students fairly; we
model fairness in the classroom and require that students value
fairness by insisting on respectful and civil expression when
discussing differing viewpoints. We encourage listening to others
and presenting ideas as accurately as possible, given constraints on
information and judgment, while acknowledging differences in points
of view and personal biases. We provide, and encourage students to
provide, constructive feedback to others in the class while
acknowledging the value of opposing arguments and evidence. We try
to foster freedom of expression and a safe classroom
environment in which students communicate candidly and thrive
intellectually. Respect
for self and others
We
respect and honor the responsible presentation of
ideological and culturally-based differences in communication
styles in and outside the classroom. That respect calls for
encouraging students to communicate in multiple ways, depending on
what is most appropriate and effective for given contexts and
communication goals. We strive to treat all students with respect
while recognizing how our personal pre-dispositions or biases may
influence our interactions with students. Confidentiality,
honesty and openness
We
demonstrate respect for students by acts of confidentiality, keeping
grades and other personal information about students as private as
possible given cultural and legal conventions governing such
matters. In educational and professional matters we are honest and
open: we present course objectives and requirements fully and
communicate clear criteria for grading and evaluating student
achievement. We present ourselves honestly and openly to students
and others as professional circumstances warrant, in particular
through accurately describing our professional credentials,
qualifications, and knowledge. Equality
of opportunity
We
endeavor to assess student learning using methods and instruments
that give students a fair opportunity to demonstrate their knowledge
and understanding. We make every effort to accommodate the needs of
students with learning disabilities. We assess students’ work
based on the quality of content, and on the argument made for the
interpretation offered. Research
and Creative Activity
Communication
research and creative activity takes many forms, but there are
principles that apply to a communication researcher, no matter what
form of research is utilized. The ethics of social scientific
research has received attention from other scholarly societies,
because those studies rely most heavily on the interaction between
researcher and person(s) being researched. This document will be
accessible through NCA’s website (www.natcom.org).
The website will contain links to organizations whose guidelines
provide additional detail with respect to research protocols.
Researchers are encouraged to review guidelines from professional
associations as relevant to their research and creative activity
interests. Some
principles of particular relevance to the research practices of
communication researchers need to be articulated, however. Integrity
The
goal is to generate knowledge about communicative phenomena in which
both the scholarly community and the public can have a high level of
confidence. Confidentiality
Researchers
and those engaged in creative activity should uphold the
confidentiality and autonomy of participants as set forth in
informed consent documents sanctioned by an institution’s “use
of human subjects” protocols. Professional
responsibility
Professional
responsibility requires that communication researchers know and
comply with the legal and institutional guidelines covering their
work. They do not use the work of others as their own, plagiarizing
others’ ideas or language or appropriating the work of others for
which one serves as a reviewer. Criticism of another’s language,
ideas, or logic is a legitimate part of scholarly research, but
communication researchers avoid ad hominem attacks. Avoiding
personal attack does not mean that critics or reviewers refrain from
commenting directly and honestly on the work of others, however.
Communication researchers share credit appropriately and recognize
the contributions of others to the finished work. They also decide
through mutual consultation whether authors should be added or
deleted from the finished product. Honesty
and openness
Responsibility
to others entails honesty and openness. Thus, communication
researchers: Obtain
informed consent to conduct the research, where appropriate to do
so. ·
Avoid deception as part of the research process, unless the
use of deception has been approved in advance by an appropriate
review body. ·
Provide adequate citations when available and relevant in
research reports to support theoretical claims and to justify
research procedures. ·
Disclose results of the research, regardless of whether those
results support the researcher’s expectations or hypotheses. ·
Do not falsify data or publish misleading interpretations of
events or of results. ·
Report all financial support for the research and any
financial relationship that the researcher has with the persons or
entities being researched, so that readers may judge the potential
influence of financial support on the research results.
Accurately reveal assumptions made in advancing specific
interpretations of historical events. Social
responsibility
Likewise,
the value of social responsibility mandates that communication
researchers who work with human subjects honor their commitments to
their subjects. Those who work with communities honor their
commitments to the communities they research. Publication
Professional
responsibilities in the scholarly publication process exist for
authors, editors, and reviewers. The author’s primary responsibility
rests in presenting a well-supported , cogently argued, and
stylistically 'clean' manuscript for review. The editor’s and the
reviewer’s responsibilities rest primarily in insuring that the
author’s work receives a fair review and an opportunity for
publication based on as fair an evaluation of the merit of the work as
possible, irrespective of ideological differences that may be present.
Professional
responsibilities for each of these three groups of participants in the
publication process will be addressed in turn. For
Authors:
Professional
responsibility.
Authors have an obligation to submit their work to professional
conventions or to scholarly journals according to the guidelines set
forth by the publication or convention call for papers. Integrity. Authors have an
obligation to acknowledge properly those who contributed to the
research. Authors also
have an obligation to submit their work to only one scholarly journal
(after review, authors may then decide whether to revise, if that is
an option, or to send the specific work to another journal). In
addition, authors have a responsibility to send a paper to only one
programming unit of a convention or conference. Editors or convention
planners must not be put in the position of allowing an author to
choose between two venues after each has evaluated the work as
acceptable for publication or presentation.
Submission of a paper to a professional conference implies that
the author intends, should the paper be programmed, to register for
the conference, pay appropriate conference fees, and appear at the
scheduled time and place to present the paper. Honesty
and openness.
If portions of the submitted work have been presented or
published previously, the author has an obligation to note that fact,
and the editor or planner has an obligation to take this disclosure
into account in deciding whether to accept the present version of the
work. Equality
of opportunity.
Authors have an obligation to communicate in a manner that
makes their work accessible to the community for which it is intended. For
Editors and Program Planners:
Fairness. Editors and planners have
an obligation to select associate editors and manuscript reviewers
based on scholarly acumen, accomplishments and should aim to build a
board that reflects an openness to various methodologies, topics, and
theoretical perspectives. Reviewers should represent a diversity of
gender, ethnicity, and cultural backgrounds. Editors and planners also
should select manuscript reviewers who are qualified to review the
submission, able to render a fair judgment, and have no relationship
with the author that might bias judgment.
Where ideological differences may be expected to be an issue,
editors and planners should be guided by perspectives that take such
differences into account in their evaluations. Confidentiality.
Depending on the standards adopted by the specific journal or
academic community, "blind review" may be anappropriate
manner in which to conduct the review process. Editors and planners
should honor the reviewer's request to be identified or remain
anonymous if anonymity is an accepted standard for that specific
publishing venue. Professional
responsibility.
Editors and planners have an obligation to forward submissions
to the reviewers in a timely fashion and to monitor the review process
to insure that reviews are returned in a timely fashion. If a
manuscript’s review exceeds the amount of time normally allotted to
review, an editor should notify the author of the review’s progress
and should take steps to insure that a speedy conclusion to the review
process is reached. Honesty
and openness.
In communicating a decision to the author, editors and planners
should provide copies of reviewers’ comments where appropriate,
explain the basis or reasons for the decision, and maintain a
professional demeanor toward the author and the work. Integrity. Editors should maintain
accurate records of their expenditures and use subsidies from
sponsoring organizations solely for publication and editorial
expenses. For
Manuscript Reviewers:
Fairness. Reviewers should
acknowledge any factors that might unfairly influence their assessment
of a manuscript and promptly return that manuscript so that it might
be sent to a different referee. Respect
for self and others.
Reviewers should render judicious, professional assessments and
evaluations, devoid of personal attacks.
Reviewers should thoroughly elucidate the reasons for their
recommendations and provide constructive criticism and advice for the
benefit of the author. Professional
responsibility.
Reviewers should submit their reviews in a timely manner or
notify the editor or planner why a delay is necessary. Necessary
delays should be minimal in length. Integrity. Reviewers are obligated
to advise the editor or planner of any elements in the manuscript that
may be unethical, unprofessional, or of questionable validity. Creative
Scholarship Professional
responsibility.
Creative scholars have an obligation to submit their work to professional
outlets according to the guidelines set forth by those inviting an exhibit or
soliciting submissions through an open call. Integrity. Creative scholars have an
obligation to acknowledge properly those who contributed to the creation of a
piece of work or project. Honesty
and openness.
If earlier versions of the submitted work have been shown previously, the
creative scholar has an obligation to note that fact, and the exhibitor may take
this disclosure into account in deciding whether to accept the present version
of the work. Equality
of opportunity.
Creative scholars have an obligation to communicate in a manner that
makes their work accessible to the community for which it is intended. Exhibit
Planners Confidentiality.
Depending on the standards adopted by the specific call for submissions,
"blind review" may be an appropriate manner in which to conduct the
review process. Planners should honor the reviewer's request to be identified or
remain anonymous if anonymity is an accepted standard for that specific venue. Professional
responsibility.
Planners have an obligation to forward submissions to reviewers in a
timely fashion and to monitor the review process to insure that results are
returned in a timely fashion. If a review exceeds the amount of time normally
allotted, a planner should notify the creative scholar of the review’s
progress and take steps to insure that a speedy conclusion to the review process
is reached. Honesty
and openness.
In communicating a decision to the author, planners should provide copies
of reviewers’ comments where appropriate, explain the basis or reasons for the
decision, and maintain a professional demeanor toward the creative scholar and
the work. Professional
Relationships Members
of the National Communication Association are most likely to be employed at
institutions of higher education as faculty members or administrators or be
students at such institutions. Members have a responsibility to make appropriate
and effective contributions of service to their campuses and their communities
in accordance with the demands of their respective institutions.
NCA
members employed outside of academia may be governed in their professional
conduct by the standards of other groups (e.g., the American Society for
Training and Development). Those in academic settings may be governed by codes
of behavior adopted by their institutions, in addition to the guidelines stated
here. Because
communication scholar/teachers value responsibility in interactions with others,
it is appropriate to comment in this code on three kinds of professional
relationships, those among: faculty and students, faculty colleagues, and
employers and employees. Faculty
and Students:
Respect
for self and others.
Inherently, faculty members serve as mentor, guide, counselor, advocate,
and judge of a student’s work. Faculty and students may become friends in the
process; nevertheless, their respective roles as teacher and student requires
maintaining a professional attitude, with respect to evaluating the student's
work. Honesty
and openness.
Faculty members and students should be honest with each other and avoid
manipulating the other person’s perspectives or emotions to serve their own
ends. Faculty must be sensitive to the differing needs of students and mentor
and advise accordingly. Mistakes may be made, but faculty members should insure
that their advice is as accurate and responsive as possible. Integrity. When faculty members and
students work closely, emotional attachments may sometimes form. While there is
nothing inherently unethical about these attachments, it is easy to forget the
unequal nature of the relationship under those conditions. Since students are
usually more vulnerable in these relationships, it is the faculty member’s
responsibility to maintain a high degree of personal integrity in all dealings
with students. Romantic relationships between faculty and staff, or faculty and
students, when both are involved in the same unit or class related work, are
problematic for both parties; such relationships should conform to relevant
institutional policies. Faculty
Colleagues:
Professional
responsibility.
Whatever their differences, faculty colleagues have an obligation to work
together in the best interests of their department, students, and the
discipline. Communication faculty members have an obligation to treat each other
professionally and to manage--if not resolve--their conflicts. They have an
obligation to separate personal and political dislikes from reasoned judgments
of proposals advocated by other faculty members. Employers
and Employees:
Honesty
and openness.
Candidates for positions have an obligation to state their qualifications
honestly and to include all material about themselves that is relevant to the
decision process. Integrity. Applicants should pursue
a particular position only so long as they have an interest in that position,
and not in order to provide themselves with a better bargaining position with
other employers. If they accept one position, they should remove themselves from
other positions for which they are being considered. Fairness. Employers have an
obligation to treat all candidates fairly, to adhere to principles of equality
of opportunity, and to provide accurate and clear information about the position
and the status of the search process. Professional
responsibility.
All faculty members have rights to due process whenever they or their
behaviors are scrutinized for any employment-related reason. Probationary and
temporary faculty should be fully informed of the terms and conditions of their
employment, and probationary faculty members should be advised in clear terms
what they will need to do to achieve tenure. Faculty colleagues have an
obligation to evaluate each other in accordance with the criteria in place for
tenure and promotion. Faculty members who may have a conflict of interest in an
employment or promotion/tenure decision should withdraw from the process of
making that decision. Department chairs and other administrators are governed by
standards appropriate to their respective roles, and in keeping with
institutional criteria, with regard to hiring, retention, tenure, and promotion
processes. Community
Service
Finally,
we accept our professional and social responsibilities as communication
educators by endeavoring to improve public understanding of communication
theory, research, and practice. When the opportunity presents itself, we provide
information and instruction to students and others about ethical communication
and how to think and behave as ethical communicators. Those
so inclined should extend their professional expertise to the non-academic
community in the interest of solving community problems and enriching society.
As citizens of a community, however, we should avoid undertaking
excessive obligations which might distract us from our primary obligations to
our students or violate our institutions guidelines for such activity.
Extra income that may be obtained from such community service should be
reported accurately in keeping with institutional guidelines. Conclusion
Members
of the communication discipline have a special obligation to model responsible
communication practices Communication scholars are particularly concerned with
free and responsible communication among all members of society. The principles
set forth in this document represent general agreements on principles and
procedures at the time this code was adopted and as such are subject to later
modification. While disagreements will occur about whether and how these
principles will apply to specific cases, our obligation to behave as responsible
communicators and to model such communication behavior for others will remain
constant.
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